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DY

David J. Yvars

THE DAVID J. YVARS GROUP
Valhalla, NY 10595
Some features on this profile are disabled
CRD#: 5387045
DY

Professional summary

David James Yvars JR, CFP®, who also goes by David James Jr Yvars, David J Jr Yvars, is a registered financial advisor currently at THE DAVID J. YVARS GROUP INC. located in Valhalla, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David James Jr Yvars | David J Jr Yvars

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Yvars JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

June 17, 2024 - Present

THE DAVID J. YVARS GROUP INC.

Office #1: 400 Columbus Avenue Suite 30s, Valhalla, NY 10595
RIA
CRD#: 328901
Valhalla, NY
Past

August 31, 2007 - December 7, 2023

THE DAVID J. YVARS GROUP, INC.

RIA
CRD#: 130852
VALHALLA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TD
THE DAVID J. YVARS GROUP INC.
THE DAVID J. YVARS GROUP INC.

CRD#: 328901 / SEC#: 801-129169

RIA
Registered Investment Advisory firm - (10/9/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/11/2024)
IAR
New York
(6/17/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2007
Uniform Investment Adviser Law Examination

Current Firm

TD
THE DAVID J. YVARS GROUP INC.
THE DAVID J. YVARS GROUP INC.

CRD#: 328901 / SEC#: 801-129169

RIA
Registered Investment Advisory firm - (10/9/2023 Approved)
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Contact information

Main Address
University Park, FL
Mailing Address
Phone number
(914) 741-9700
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE DAVID J. YVARS GROUP INC. FORM ADV PART 2 (2/11/2025)

Regulatory assets under management

Total Number of Accounts951
AUM (Assets Under Management)$ 364,743,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE DAVID J. YVARS GROUP INC.

CRD#: 328901Valhalla, NY 10595

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