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JN

Jeremy I. Niss

YIELDSTREET MARKETS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 5386742
JN

Professional summary

Jeremy I Niss is a registered financial professional currently at YIELDSTREET MARKETS LLC located in New York, New York.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2007. Jeremy has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy I Niss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2025 - Present

YIELDSTREET MARKETS LLC

Office #1: 300 Park Avenue 15th Floor, New York, NY 10022Office #2: 300 Park Avenue 15th Floor, New York, NY 10022
BD
CRD#: 172295
New York, NY
Past

May 18, 2020 - April 3, 2023

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

March 1, 2016 - May 9, 2018

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

November 4, 2015 - April 3, 2023

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

October 1, 2012 - September 25, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 9, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/25/2025)
RR
Alaska
(4/25/2025)
RR
Arizona
(4/25/2025)
RR
Arkansas
(4/25/2025)
RR
California
(4/25/2025)
RR
Colorado
(4/25/2025)
RR
Connecticut
(4/25/2025)
RR
Delaware
(4/25/2025)
RR
District of Columbia
(4/25/2025)
RR
Florida
(4/25/2025)
RR
Georgia
(4/25/2025)
RR
Hawaii
(4/25/2025)
RR
Idaho
(4/25/2025)
RR
Illinois
(4/25/2025)
RR
Indiana
(4/25/2025)
RR
Iowa
(4/25/2025)
RR
Kansas
(4/25/2025)
RR
Kentucky
(4/25/2025)
RR
Louisiana
(4/25/2025)
RR
Maine
(4/25/2025)
RR
Maryland
(4/25/2025)
RR
Massachusetts
(4/25/2025)
RR
Michigan
(4/25/2025)
RR
Minnesota
(4/25/2025)
RR
Mississippi
(4/25/2025)
RR
Missouri
(4/25/2025)
RR
Montana
(4/25/2025)
RR
Nebraska
(4/25/2025)
RR
Nevada
(4/25/2025)
RR
New Hampshire
(4/25/2025)
RR
New Jersey
(4/25/2025)
RR
New Mexico
(4/25/2025)
RR
New York
(1/22/2025)
RR
North Carolina
(4/25/2025)
RR
North Dakota
(4/25/2025)
RR
Ohio
(4/29/2025)
RR
Oklahoma
(4/25/2025)
RR
Oregon
(4/25/2025)
RR
Pennsylvania
(4/25/2025)
RR
Puerto Rico
(4/25/2025)
RR
Rhode Island
(4/25/2025)
RR
South Carolina
(4/25/2025)
RR
South Dakota
(4/25/2025)
RR
Tennessee
(4/25/2025)
RR
Texas
(4/25/2025)
RR
Utah
(4/25/2025)
RR
Vermont
(4/25/2025)
RR
Virgin Islands
(4/25/2025)
RR
Virginia
(4/25/2025)
RR
Washington
(4/25/2025)
RR
West Virginia
(4/25/2025)
RR
Wisconsin
(4/25/2025)
RR
Wyoming
(4/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/8/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/12/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

YM
YIELDSTREET MARKETS LLC
REALCADRE COMPANY | YIELDSTREET MARKETS LLC | REALCADRE LLC

CRD#: 172295 / SEC#: , 8-69506

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue 15th Floor, New York, NY 10022
Mailing Address
300 Park Avenue 15th Floor, New York, NY 10022
Phone number
(844) 943-5378
Established
Delaware since 06/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
QUADRO PARTNERS, LLCHOLDING COMPANY
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
KERR, PETERCHIEF EXECUTIVE OFFICER, INTERIM CHIEF COMPLIANCE OFFICER5843450
SINELNIKOV, PETER SERGEYPRINCIPAL FINANCIAL OFFICER6493208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YIELDSTREET MARKETS LLC

CRD#: 172295New York, NY 10022

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