Derrick K. Hobbs

ADVANCED WEALTH MANAGEMENT

Orlando, FL

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CRD#: 5386724

Professional summary

Derrick Kyle Hobbs, who also goes by Derrick Hobbs, is a registered financial advisor currently at ADVANCED WEALTH MANAGEMENT located in Orlando, Florida.

Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Derrick has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derrick Hobbs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales through Advanced Wealth Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Kyle Hobbs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2024 - Present

ADVANCED WEALTH MANAGEMENT

RIA

CRD#: 284438

Orlando, FL

Past

September 20, 2022 - April 1, 2024

PROSTATIS FINANCIAL ADVISORS GROUP

RIA

CRD#: 132662

Hanover, MD

Past

July 2, 2020 - June 29, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ANNAPOLIS, MD

Past

June 25, 2020 - June 29, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ANNAPOLIS, MD

Past

November 3, 2015 - January 9, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

PALO ALTO, CA

Past

November 2, 2015 - January 9, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

PALO ALTO, CA

Past

May 31, 2013 - October 20, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

BETHESDA, MD

Past

May 31, 2013 - October 20, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BETHESDA, MD

Past

May 24, 2013 - October 20, 2015

TD AMERITRADE, INC.

CRD#: 7870

BETHESDA, MD

Past

April 14, 2010 - April 4, 2013

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

MCLEAN, VA

Past

February 5, 2008 - April 4, 2013

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

MCLEAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2008

General Securities Representative Examination

Current Firm

ADVANCED WEALTH MANAGEMENT

ADVANCED RETIREMENT PLANNERS | ALL STAR ADVISORS | ADVANCED WEALTH MANAGEMENT, LLC | ADVANCED WEALTH MANAGEMENT

CRD#: 284438 / SEC#:

Florida

Registered Investment Advisory firm - (8/16/2016 Approved)

New York

Registered Investment Advisory firm - (12/31/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(941) 451-8512

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	499
AUM (Assets Under Management)	$ 76,234,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derrick K. Hobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Kyle Hobbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSTATIS FINANCIAL ADVISORS GROUP

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2008

Current Firm

ADVANCED WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED WEALTH MANAGEMENT

TRUST BUT VERIFY

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