Matthew H. Spiegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Haber Spiegel, who also goes by Matt Spiegel, Matthew H Spiegel, Matthew Spiegel, Matthew Haber Spiegel, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2022 - August 26, 2025
CBRE CAPITAL ADVISORS, INC.
August 31, 2020 - June 13, 2022
PJT PARTNERS LP
August 20, 2019 - August 31, 2020
PARK HILL GROUP LLC
June 11, 2015 - November 7, 2017
WELLS FARGO SECURITIES, LLC
May 13, 2008 - June 10, 2013
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 9/3/2019
Investment Banking Registered Representative ExaminationCurrent Firm
CBRE CAPITAL ADVISORS, INC.
CRD#: 140565 / SEC#: , 8-67319
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
