PD

Paul H. Dickson

EXEMPLAR CAPITAL
Mt. Pleasant, SC 29464
Some features on this profile are disabled
CRD#: 5386591
PD

Professional summary


Paul Harvey Dickson, who also goes by Paul Harvey Dick, Paul Dickson, is a registered financial professional currently at EXEMPLAR CAPITAL, LLC located in Mt. Pleasant, South Carolina.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 5 firms and has passed the Series 63, Series 79TO, Series 62, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paul Harvey Dick | Paul Dickson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Paul Harvey Dickson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 8, 2026 - Present

EXEMPLAR CAPITAL, LLC

Office #1: 11 Ewall Street Suites 163 & 164, Mt. Pleasant, SC 29464
BD
CRD#: 155786
Mt. Pleasant, SC
Past

December 15, 2020 - August 25, 2025

FOCUS SECURITIES LLC

BD
CRD#: 150589
GAINESVILLE, VA
Past

January 26, 2018 - January 2, 2019

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

February 26, 2014 - January 25, 2016

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

June 12, 2008 - February 17, 2012

STARLIGHT FUNDING INVESTMENTS, LLC

BD
CRD#: 103957
BEAVERTON, OR
Past

October 1, 2007 - March 18, 2008

URCHIN CAPITAL PARTNERS, LLC

BD
CRD#: 45691
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oregon
(3/8/2026)
RR
South Carolina
(3/8/2026)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
EXEMPLAR CAPITAL, LLC
EXEMPLAR CAPITAL, LLC

CRD#: 155786 / SEC#: , 8-68740

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
265 Franklin Street Suite 1702, Boston, MA 02110
Mailing Address
265 Franklin Street Suite 1702, Boston, MA 02110
Phone number
(617) 542-7400
Established
Massachusetts since 05/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
EXEMPLAR COMPANIES, PBCPARENT CORPORATION
FELDMAN, RICHARD MARKFINOP2273453
LAVENDER, STACEY LYNNCCO4365033
MARSTON, ABRAHAM DAVIDCHIEF EXECUTIVE OFFICER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXEMPLAR CAPITAL, LLC

CRD#: 155786Mt. Pleasant, SC 29464

TRUST BUT VERIFY

Monitor Paul Dickson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jeremy Alexander Ellisor SR.
Jeremy EllisorAdvisorCheck Check Mark
CONVERGENT FINANCIAL GROUP
IAR
Mount Pleasant, SC
Roger Wesley Johnson
Roger JohnsonAdvisorCheck Check Mark
ACT ADVISORS
IAR
Mt. Pleasant, SC
Jackson Robert Tiller
Jackson TillerAdvisorCheck Check Mark
NYLIFE SECURITIES LLC
RR
CHARLESTON, SC
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.