Timothy J. Hoag

HAZARD & SIEGEL ADVISORY SERVICES LLC

Cheektowaga, NY 14227

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CRD#: 5386477

Professional summary

Timothy John Hoag, who also goes by Tim Hoag, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Cheektowaga, New York and HAZARD & SIEGEL, INC. located in Cheektowaga, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Hoag

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ERIE COMMUNITY COLLEGE/NON INVESTMENT RELATED/BUFFALO, NY/EDUCATION/PROFESSOR/START DATE AUG 2009/80HRS PER MONTH/24HRS DURING MARKET PER MONTH/TEACHING - - 2)TAX PREPERATION/NON INVESTMENT RELATED//TAXES/SELF EMPLOYED/START DATE JAN 2008/15HRS PER MONTH/4HRS DURING MARKET PER MONTH/TAX RETURN PREP - - 3)MEDICARE INSURANCE/NON INVESTMENT RELATED/BOWSMANVILLE, NY/FIXED INSURANCE/SELF EMPLOYED/START DATE DEC 2007/15HRS PER MONTH/4HRS DURING MARKET PER MONTH/MEDICARE INSURANCE SALES - - 4)SMALL BUSINESS CONSULTING/NON INVESTMENT RELATED/CONSULTING/SELF EMPLOYED/START DATE JAN 2008/5HRS PER MONTH/0HRS DURING THE MARKET PER MONTH/CONSULTING - - 5) /SECURITIES INVESTMENT ADVICE/FINANCIAL PLANNER/START DATE JUL 2007/160HRS PER MONTH/130HRS DURING THE MARKET PER MONTH/MEET WITH CLIENT REGARDING SECURITIES BUSINESS/2875 UNION RD/STE.21/CHEEKTOWAGA, NY 14227.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Hoag's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2013 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 2875 Union Road Suite 21, Cheektowaga, NY 14227

RIA

CRD#: 151462

Cheektowaga, NY

Current

September 19, 2013 - Present

HAZARD & SIEGEL, INC.

Office #1: 2875 Union Rd Suite 21, Cheektowaga, NY 14227

CRD#: 2048

Cheektowaga, NY

Past

September 19, 2011 - August 1, 2013

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

BUFFALO, NY

Past

September 16, 2011 - August 1, 2013

NEWEDGE SECURITIES, LLC

CRD#: 10674

BUFFALO, NY

Past

September 26, 2007 - September 16, 2011

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

HAMBURG, NY

Past

September 3, 2007 - September 16, 2011

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

HAMBURG, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/8/2021)

New York
(9/19/2013)

IAR

New York
(5/14/2021)

North Carolina
(6/8/2021)

IAR

Ohio
(9/18/2013)

Ohio
(9/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Hoag

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Hoag's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2007

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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