Steven A. Williamson
Professional summary
Steven Arthur Williamson JR, who also goes by Steven Arthur Williamson Jr, is a registered financial professional currently at HARKEN CAPITAL SECURITIES, LLC located in Scituate, Massachusetts.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Arthur Williamson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2019 - Present
HARKEN CAPITAL SECURITIES, LLC
Office #2: 16 Ann Vinal Road, Scituate, MA 02066December 9, 2014 - January 12, 2016
BHA SELECT NETWORK, LLC
March 11, 2011 - December 23, 2013
NEW ENGLAND SECURITIES
October 23, 2009 - September 14, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 13, 2007 - February 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2019)
(3/13/2019)
(5/30/2019)
(3/14/2019)
(3/11/2019)
(5/16/2019)
(4/18/2019)
(5/17/2019)
(4/17/2019)
(4/23/2019)
(4/29/2019)
Exams
FINRA
Current Firm
HARKEN CAPITAL SECURITIES, LLC
CRD#: 163749 / SEC#: , 8-69077
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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