Diane M. Manuel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Marie Manuel, CFP®, who also goes by Diane M Manuel, Diane Marie Manuel, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 2007. Diane had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
May 11, 2023 - March 18, 2024
ABACUS WEALTH PARTNERS
December 8, 2021 - April 3, 2023
ADASINA SOCIAL CAPITAL
July 27, 2019 - December 31, 2019
TRUTORO
May 24, 2018 - November 5, 2018
LABRUNERIE FINANCIAL SERVICES, INC.
May 19, 2017 - February 4, 2021
URBAN WEALTH MANAGEMENT OR UWM
October 16, 2015 - May 25, 2016
PURSHE KAPLAN STERLING INVESTMENTS
October 9, 2015 - June 30, 2017
CONCERT WEALTH MANAGEMENT
October 31, 2007 - October 12, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2007 - October 12, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ABACUS WEALTH PARTNERS
CRD#: 128590 / SEC#: 801-62557
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABACUS WEALTH PARTNERS
CRD#: 128590 / SEC#: 801-62557
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,866 |
| AUM (Assets Under Management) | $ 3,270,847,563 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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