Christopher T. Norton

SUTTER CAPITAL PARTNERS

Tampa, FL

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CRD#: 5386000

Professional summary

Christopher Todd Norton is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Tampa, Florida and SUTTER SECURITIES INCORPORATED located in Boca Raton, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Norton Services Inc. 13220 Whistler Mountain Rd, Delray Beach FL 33446; Not investment related; President, S Corp established for payroll and tax purposes 1099 employee; Start date: Jan 2018; 1 hour per month devoted to business; 0 hours during securities trading hours. 2.IBD Management, LLC. IBD-common ownership. Norton owns 25% Placement agreement with IBD. Investment related, Officer, 5 hours per week. Start 10/2020. 3. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed. 3. IBD Wealth Management LLC. RIA under common ownership with I-Bankers Direct LLC. Officer, no compensation to date. Start date 2/1/2021. 4. Strategic Growth Ventures LLC. 45% Ownership, Investment related. Hours and compensation TBD. Start 10/2021. 5. Norton Family Life Insurance LLC. Non Investment Related. 13220 Whistler Mountain Rd, Delray Beach FL 33446. Officer. Started in 04/2023. Vehicle for a Family Life insurance policy. 6. Strategic Growth Opportunity LLC 50% Ownership , Oct 2020 Start Date. No Conflicts of Interest, Investment Related Hours, and Compensation TBA. Start 9-17-23 7. N.L.C. LLC Located in Boca Raton FLA State Date 1/2021. SPV GP and management strategic growth opportunities. Approximate amount of hours worked during trading hours 5-6 per week. Fees are earned for management of the SPV funds. Disclosed SPV no conflicts of interest. 8. Sutter Capital Partners LLC 8-6-25 affiliated registered investment advisor. There are no conflicts of Interest. Compensation will be fee based. Office hours as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Norton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2026 - Present

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

Tampa, FL

Current

August 28, 2023 - Present

SUTTER SECURITIES INCORPORATED

Office #1: 2500 N. Military Trail Suite 306, Boca Raton, FL 33431

CRD#: 30770

Boca Raton, FL

Current

October 4, 2023 - Present

BOUSTEAD SECURITIES, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618

CRD#: 141391

IRVINE, CA

Past

February 15, 2019 - August 28, 2023

I-BANKERS DIRECT, LLC

CRD#: 167533

Boca Raton, FL

Past

January 16, 2015 - February 22, 2019

AEGIS CAPITAL CORP.

CRD#: 15007

BOCA RATON, FL

Past

April 12, 2012 - January 13, 2015

IAA FINANCIAL LLC

CRD#: 6578

Boca Raton, FL

Past

December 5, 2011 - April 18, 2012

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

July 18, 2011 - December 5, 2011

BROOKSTONE SECURITIES, INC.

CRD#: 13366

UNIONDALE, NY

Past

October 1, 2010 - July 13, 2011

BLACKBOOK CAPITAL, LLC

CRD#: 123234

NORTHPORT, NY

Past

March 27, 2009 - May 7, 2010

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

GARDEN CITY, NY

Past

January 23, 2009 - March 30, 2009

JOHN THOMAS FINANCIAL

CRD#: 40982

HAUPPAUGE, NY

Past

April 9, 2008 - February 20, 2009

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

August 9, 2007 - April 15, 2008

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/11/2023)

Alaska
(9/13/2023)

Arizona
(9/11/2023)

Arkansas
(10/10/2023)

California
(8/29/2023)

Colorado
(10/11/2023)

Connecticut
(9/12/2023)

Delaware
(9/25/2023)

District of Columbia
(9/11/2024)

Florida
(9/11/2023)

IAR

Florida
(8/14/2026)

Georgia
(12/7/2023)

Hawaii
(10/10/2023)

Idaho
(9/5/2023)

Illinois
(9/29/2023)

Indiana
(9/11/2023)

Iowa
(9/1/2023)

Kansas
(9/11/2023)

Kentucky
(9/26/2023)

Louisiana
(9/12/2023)

Maine
(9/11/2023)

Maryland
(9/15/2023)

Massachusetts
(9/27/2023)

Michigan
(9/12/2023)

Minnesota
(9/11/2023)

Mississippi
(9/12/2023)

Missouri
(8/29/2023)

Montana
(9/12/2023)

Nebraska
(8/28/2023)

Nevada
(9/14/2023)

New Jersey
(9/13/2023)

New Mexico
(9/12/2023)

New York
(9/23/2023)

North Carolina
(8/28/2023)

Ohio
(8/29/2023)

Oklahoma
(9/12/2023)

Oregon
(9/19/2023)

Pennsylvania
(9/12/2023)

Puerto Rico
(9/1/2023)

Rhode Island
(8/30/2023)

South Carolina
(9/13/2023)

Tennessee
(4/4/2024)

Texas
(8/29/2023)

Utah
(9/21/2023)

Vermont
(9/13/2023)

Virginia
(9/16/2023)

Washington
(9/12/2023)

West Virginia
(9/14/2023)

Wisconsin
(9/12/2023)

Wyoming
(9/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUTTER CAPITAL PARTNERS, LLC

SUTTER CAPITAL PARTNERS | TESSERA CAPITAL | SUTTER CAPITAL PARTNERS, LLC

CRD#: 312689 / SEC#:

California

Registered Investment Advisory firm - (5/5/2021 Approved)

Connecticut

Registered Investment Advisory firm - (11/13/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2026 Approved)

Illinois

Registered Investment Advisory firm - (12/7/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (11/13/2024 Terminated)

New York

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6 Venture Suite 395, Irvine, CA 92168

Mailing Address

Phone number

(917) 923-9649

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher T. Norton

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Norton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUTTER SECURITIES INCORPORATED

BOUSTEAD SECURITIES, LLC

I-BANKERS DIRECT, LLC

AEGIS CAPITAL CORP.

IAA FINANCIAL LLC

OBSIDIAN FINANCIAL GROUP, LLC

BROOKSTONE SECURITIES, INC.

BLACKBOOK CAPITAL, LLC

PRESTIGE FINANCIAL CENTER, INC.

JOHN THOMAS FINANCIAL

OBSIDIAN FINANCIAL GROUP, LLC

WESTROCK ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2026

Series 63

Date: 10/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2007

FINRA

Current Firm

SUTTER CAPITAL PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

SUTTER CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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