Richard J. Spadaro
Professional summary
Richard John Spadaro, who also goes by Richard Spadaro, is a registered financial advisor currently at WLTH CAPITAL MANAGEMENT, LLC located in Gilbert, Arizona.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Spadaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2025 - Present
WLTH CAPITAL MANAGEMENT, LLC
September 24, 2012 - March 11, 2014
UBS SECURITIES LLC
September 25, 2007 - August 5, 2009
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
WLTH CAPITAL MANAGEMENT, LLC
CRD#: 335594 / SEC#: 801-132454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2025)
Exams
Current Firm
WLTH CAPITAL MANAGEMENT, LLC
CRD#: 335594 / SEC#: 801-132454
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 364 |
| AUM (Assets Under Management) | $ 168,877,064 |
Red Flags
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