Christine R. Hayward
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CRD#: 5385080
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Ruth Hayward was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2012. Christine had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Financial Markets Inc Address: 6727 Frank Lloyd Wright Ave, Middleton, WI, 53562-1761, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have worked with FMI to obtain quotes for term life insurance and fill in the applications through their website (once we find the policies we want) and answer any questions the clients have throughout the process. Once the policies are in place, FMI (and the insurance company who holds the policy) handles the sending the clients bills, renewals, etc. (2)Name of Business: Financial Markets, INC Address: 6727 Frank Lloyd Wright Avenue, Middleton, WI, 53562-1761, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/09/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm selling two term life insurance policies to Kim Lechmaier-Soat and one term life insurance policy to Jim Soat. All three policies are going to be through Protective Life. (3)Name of Business: FORM Wealth Advisors Address: 6727 Frank Lloyd Wright Avenue, Middleton, WI, 53562-1761, United States Activity Type: Independent RIA Position/Title: Advisor, Partner Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial planning (4)Name of Business: FORM Wealth Advisors, LLC Address: 6727 Frank Lloyd Wright Avenue, Middleton, WI, 53562, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/16/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Partner and Financial Advisor (5)Name of Business: N/A Address: 6727 Frank Lloyd Wright Avenue, Middleton, WI, 53562, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/29/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Term Life Insurance
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 1, 2023 - September 9, 2025
FORM WEALTH ADVISORS, LLC
RIA
CRD#: 326519
Middleton, WI
Past
July 27, 2012 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Middleton, WI
Past
March 9, 2012 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Middleton, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FORM WEALTH ADVISORS, LLC
FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC
CRD#: 326519 / SEC#: 801-131059
RIA
Registered Investment Advisory firm - (9/25/2024 Approved)Wisconsin
Registered Investment Advisory firm - (9/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FORM WEALTH ADVISORS, LLC
FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC
CRD#: 326519 / SEC#: 801-131059
RIA
Registered Investment Advisory firm - (9/25/2024 Approved)Wisconsin
Registered Investment Advisory firm - (9/30/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
431 Geneva National Ave S, Lake Geneva, WI 53147-4881
Mailing Address
Phone number
(262) 686-3005
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,617 |
| AUM (Assets Under Management) | $ 932,320,041 |
Red Flags
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Company Information
FORM WEALTH ADVISORS, LLC
Financial AdvisorCRD#: 326519TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
