Christine R. Hayward

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CRD#: 5385080

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Ruth Hayward was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 2012. Christine had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2023 - September 9, 2025

FORM WEALTH ADVISORS, LLC

RIA

CRD#: 326519

Middleton, WI

Past

July 27, 2012 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Middleton, WI

Past

March 9, 2012 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Middleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORM WEALTH ADVISORS, LLC

FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC

CRD#: 326519 / SEC#: 801-131059

RIA

Registered Investment Advisory firm - (9/25/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (9/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2012

General Securities Representative Examination

Current Firm

FORM WEALTH ADVISORS, LLC

FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC

CRD#: 326519 / SEC#: 801-131059

RIA

Registered Investment Advisory firm - (9/25/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (9/30/2024 Terminated)

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Contact information

Main Address

431 Geneva National Ave S, Lake Geneva, WI 53147-4881

Mailing Address

Phone number

(262) 686-3005

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM WEALTH ADV PART 2A 2B BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	2,617
AUM (Assets Under Management)	$ 932,320,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christine R. Hayward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORM WEALTH ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FORM WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2012

Series 63

Date: 12/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2012

Current Firm

FORM WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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