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Tyler Jon Cook

CRD# 5385025·Registered 2007 - 2023
Previously Registered: Being a previously registered professional could mean that Tyler is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tyler Jon Cook was a registered financial advisor. Tyler was a previously registered financial professional and started their career in finance 2007 - 2023. Tyler had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

KIMSA ASSET MANAGEMENT LLC·CRD# 309964
RIA
Portland, OR
December 7, 2020 - June 28, 2023
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Portland, OR
April 28, 2017 - November 27, 2020
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Portland, OR
April 28, 2017 - November 27, 2020
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
Lake Oswego, OR
October 20, 2014 - April 28, 2017
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Lake Oswego, OR
August 27, 2014 - April 28, 2017
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
RIA
St Helens, OR
June 26, 2013 - August 22, 2014
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
St Helens, OR
June 26, 2013 - August 22, 2014
KMS FINANCIAL SERVICES, INC.·CRD# 3866
RIA
Scappoose, OR
June 21, 2012 - June 27, 2013
KMS FINANCIAL SERVICES, INC.·CRD# 3866
BD
Scappoose, OR
June 14, 2012 - June 27, 2013
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Phoenix, AZ
September 25, 2007 - March 19, 2008

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Current Firm

KA
KIMSA ASSET MANAGEMENT LLC

KIMSA ASSET MANAGEMENT LLC

CRD#: 309964

Contact Information

Main Address

911 Main St Ste 210, Vancouver, WA 98660

Phone Number

(503) 303-0909

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

115

AUM (Assets Under Management)

$9,750,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KIMSA LLC POSITION: Member / Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/20/2017; ADDRESS: 13190 SW 68th Pkwy Ste 100, Portland OR 97223, United States DESCRIPTION: Life, health, fixed insurance products (in the states registered to do so). Affiliations are both direct and brokered. I am the co-owner and managing member of this LLC used in insurance practices and office management. Consulting services offered to closely-held, privately-held business owners. Examples include, but are not limited to: transition planning guidance, resource group (trusted advisor) management and business valuation services. We receive rental income from tenants in Ste 130 (separate office) through Kimsa LLC. We don't own property; this is a sub-lease arrangement. I employ an office manager to oversee this sub-tenant relationship. 2. KIMSA GROUP LLC POSITION: Member NATURE: Business consulting around transition planning and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/22/2019 3. CLERGY SUPPORT NETWORK POSITION: Board Member NATURE: 501c3 Non-Profit Corporation in Oregon. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2019 ADDRESS: 13190 SW 68th Pkwy, Portland OR 97223, United States DESCRIPTION: Clergy Support Network provides literacy and resources to pastors. It is registering as a not-for-profit entity. I am volunteering as a board member to help with vision, relationship connections and high-level organizational input. 4.Ashton Cook Capital Management Inc. POSITION: President; NATURE: Direct and manage the operations of firm personnel.; INVESTMENT RELATED: Yes; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 50; START DATE: 2022-07-01; ADDRESS: 5 Cowboys Way, Suite 300 Frisco TX 75034 USA; DESCRIPTION: Investment company operating under a joint venture that conducts acquisitions of privately held businesses. Transactions do not include Kimsa Asset Management clients.;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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