Tyler J. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Jon Cook was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 2007. Tyler had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2020 - June 28, 2023
KIMSA ASSET MANAGEMENT LLC
April 28, 2017 - November 27, 2020
WOODBURY FINANCIAL SERVICES, INC.
April 28, 2017 - November 27, 2020
WOODBURY FINANCIAL SERVICES, INC.
October 20, 2014 - April 28, 2017
HORNOR, TOWNSEND & KENT, LLC
August 27, 2014 - April 28, 2017
HORNOR, TOWNSEND & KENT, LLC
June 26, 2013 - August 22, 2014
CUSO FINANCIAL SERVICES, L.P.
June 26, 2013 - August 22, 2014
CUSO FINANCIAL SERVICES, L.P.
June 21, 2012 - June 27, 2013
KMS FINANCIAL SERVICES, INC.
June 14, 2012 - June 27, 2013
KMS FINANCIAL SERVICES, INC.
September 25, 2007 - March 19, 2008
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIMSA ASSET MANAGEMENT LLC
CRD#: 309964 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 9,750,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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