Richard T. Keating

KEATING INVESTMENT COUNSELORS

Delray Beach, FL 33483

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CRD#: 5384932

Professional summary

Richard Travis Keating is a registered financial advisor currently at KEATING INVESTMENT COUNSELORS INC located in Delray Beach, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Travis Keating's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2017 - Present

KEATING INVESTMENT COUNSELORS INC

Office #1: 101 Se 6th Ave Suite A, Delray Beach, FL 33483Office #2: 465 Anglers Dr. Suite 2-g, Steamboat Springs, CO 80487

RIA

CRD#: 110134

Delray Beach, FL

Past

August 27, 2007 - December 31, 2011

KEATING INVESTMENT COUNSELORS INC

RIA

CRD#: 110134

DELRAY BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEATING INVESTMENT COUNSELORS INC

CRD#: 110134 / SEC#: 801-19820

RIA

Registered Investment Advisory firm - (9/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/29/2025)

IAR

Florida
(6/2/2017)

IAR

Illinois
(6/30/2017)

IAR

North Carolina
(3/23/2018)

IAR

Texas
(4/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2007

Uniform Investment Adviser Law Examination

Current Firm

KEATING INVESTMENT COUNSELORS INC

CRD#: 110134 / SEC#: 801-19820

RIA

Registered Investment Advisory firm - (9/19/1983 Approved)

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Contact information

Main Address

101 Se 6th Ave Suite A, Delray Beach, FL 33483

Mailing Address

Phone number

(561) 278-7862

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 343,463,477

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
12/19/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard T. Keating

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Travis Keating's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEATING INVESTMENT COUNSELORS INC

KEATING INVESTMENT COUNSELORS INC

Primary Firm SEC Registration

KEATING INVESTMENT COUNSELORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2007

Current Firm

KEATING INVESTMENT COUNSELORS INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KEATING INVESTMENT COUNSELORS INC

TRUST BUT VERIFY

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