PK
Paul P. Kaczmarczyk
WORLD EQUITY GROUP
Schaumburg, IL 60173
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CRD#: 5384888
PK
Professional summary
Paul Philip Kaczmarczyk, who also goes by Paul Kaczmarczyk, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Kaczmarczyk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEALTH AND LIFE INSURANCE SALES. 1699 E. WOODFIELD RD., STE. 110, SCHAUMBURG, IL 60173. INVESTMENT RELATED. START DATE: 2007. AGENT. SALES OF LIFE AND HEALTH INSURANCE POLICIES. ASSIST CLIENTS WITH QUOTES, APPLICATIONS AND UNDERWRITING. APPROX. HRS/MO: 40. APPROX. HRS/MO DURING SECURITIES TRADING: 40. 2) RESIDENTIAL RENTAL PROPERTY MANAGEMENT, 2353 Cove Court, Elgin IL. 2426 Emily Lane, Elgin IL. 1166 Blackhawk Court, Wood Dale IL. 1019 N Winchester Ave #1, Chicago IL. NOT INVESTMENT RELATED. START DATE: 2002. LANDLORD. COLLECT RENT, PAY BILLS, PERFORM LIGHT REPAIR AND CONTRACT FOR LARGER REPAIRS. APPROX. HRS./MO: 8. APPROX. HRS/MO DURING SECURITIES TRADING: 0. 3) Schaumburg Athletic Association United Soccer Club; Not Investment related; 217 Civic Dr., Schaumburg, IL60193; Nature of OBA: SAA United is a non for profit club soccer organization for children in the Schaumburg area; Posn/Title: Treasurer; Start Date: 01/01/2025; Approx Hrs/Mth for OBA: 8 Hrs; Approx Hrs/ Mth during Trading session: ZERO; Duties: As treasurer, I put in check requests for invoices as the come in from various vendors and also deposit checks from members, other teams and sponsors. Assist with putting together the annual budget. Prepare monthly financial reports for the board members to review.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Philip Kaczmarczyk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Philip Kaczmarczyk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2014 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1051 Perimeter Drive Suite 200, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Current
August 23, 2010 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1051 Perimeter Drive Suite 200, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Past
July 25, 2007 - July 30, 2010
UHLMANN PRICE SECURITIES, LLC
BD
CRD#: 42854
SKOKIE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/5/2016)
RR
Illinois(8/23/2010)
IAR
Illinois(1/16/2014)
RR
Indiana(9/11/2013)
RR
Iowa(4/25/2013)
RR
Michigan(1/10/2022)
IAR
Michigan(1/12/2022)
IAR
Missouri(1/11/2023)
RR
Oklahoma(7/7/2021)
IAR
Oklahoma(7/7/2021)
RR
Tennessee(4/27/2023)
IAR
West Virginia(9/10/2021)
RR
Wisconsin(3/25/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Schaumburg, IL 60173TRUST BUT VERIFY
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