DP
Drew T. Peterson
WITNAUER SLOAN & ASSOCIATES LLC
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 5384793
DP
Professional summary
Drew Thomas Peterson is a registered financial advisor currently at WITNAUER SLOAN & ASSOCIATES LLC located in Scottsdale, Arizona.
Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Drew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHAMROCK FOODS PHOENIX, AZ ACCOUNTING A/P A/R ABOUT 120 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Drew Thomas Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2010 - Present
WITNAUER SLOAN & ASSOCIATES LLC
Office #1: 8777 E Via De Ventura Suite 375, Scottsdale, AZ 85258RIA
CRD#: 113765
Scottsdale, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/8/2010)
Current Firm
WS
WITNAUER SLOAN & ASSOCIATES LLC
WITNAUER SLOAN & ASSOCIATES LLC
CRD#: 113765 / SEC#:
Arizona
Registered Investment Advisory firm - (8/23/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8777 E Via De Ventura Suite 375, Scottsdale, AZ 85258
Mailing Address
Phone number
(602) 493-5930
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 255 |
| AUM (Assets Under Management) | $ 49,799,342 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
