Comer A. Alden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Comer Anthony Alden, who also goes by Andy Alden, was a registered financial professional .
Comer is a previously registered financial professional and started their career in finance in 2009. Comer had worked at 5 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - September 20, 2012
DBA THE DELTA COMPANY
July 12, 2010 - October 11, 2010
THE TIDAL GROUP, INC.
May 28, 2009 - July 12, 2010
TRINITY SECURITIES, INC.
May 4, 2009 - May 26, 2009
EMERALD VENTURES, LLC
April 2, 2009 - April 30, 2009
ECKARD INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DBA THE DELTA COMPANY
CRD#: 120187 / SEC#: , 8-65266
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
