John T. Murphy
Professional summary
John Thomas Murphy, who also goes by John T Murphy, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2025 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281March 30, 2022 - December 11, 2024
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
October 22, 2013 - February 17, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
November 7, 2007 - July 15, 2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2025)
Exams
FINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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