Sonya A. Leszczynski

BLACK DOG FINANCIAL LTD.

Austin, TX

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CRD#: 5382825

Professional summary

Sonya Ann Leszczynski, who also goes by Sonya A Leszczynski, is a registered financial advisor currently at BLACK DOG FINANCIAL LTD. located in Austin, Texas.

Sonya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sonya has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sonya A Leszczynski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF EMPLOYED; INVESTMENT-RELATED; AUSTIN, TX; INSURANCE PRODUCTS AND SERVICES; START DATE 11/2007;LESS THAN 5% OF MY TIME IS SPENT IN THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonya Ann Leszczynski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2012 - Present

BLACK DOG FINANCIAL LTD.

RIA

CRD#: 159908

Austin, TX

Past

December 16, 2009 - December 16, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

December 16, 2009 - December 16, 2011

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

RIA

CRD#: 149777

AUSTIN, TX

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

CRD#: 149777

AUSTIN, TX

Past

October 24, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

AUSTIN, TX

Past

August 29, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/2007

General Securities Representative Examination

Current Firm

BLACK DOG FINANCIAL LTD.

CRD#: 159908 / SEC#:

Texas

Registered Investment Advisory firm - (3/7/2012 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 650-1115

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 9,705,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sonya A. Leszczynski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonya Ann Leszczynski's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK DOG FINANCIAL LTD.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2007

Series 7

Date: 8/28/2007

Current Firm

BLACK DOG FINANCIAL LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK DOG FINANCIAL LTD.

TRUST BUT VERIFY

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