FC
Frederick N. Cassilly
CASSILLY FINANCIAL
Severna Park, MD 21146
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CRD#: 5382800
FC
Professional summary
Frederick Nelson Cassilly, CFP® is a registered financial advisor currently at CASSILLY FINANCIAL located in Severna Park, Maryland.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Frederick has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.
AS OF 5/1/13, OWNS 50% OF A RENTAL PROPERTY LOCATED AT 1616 S. HANOVER ST, BALTIMORE,MD 21230. WILL SPEND @ 3 HRS/MONTH COLLECTING RENT AND GENERAL MAIN. NON INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Nelson Cassilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
March 19, 2019 - Present
CASSILLY FINANCIAL
Office #1: 572 Baltimore Annapolis Blvd, Severna Park, MD 21146RIA
CRD#: 300672
Severna Park, MD
Past
February 15, 2011 - April 5, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
ANNAPOLIS, MD
Past
October 24, 2008 - April 5, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ANNAPOLIS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CASSILLY FINANCIAL
CASSILLY FINANCIAL | CASSILLY FINANCIAL GROUP, LLC
CRD#: 300672 / SEC#: 801-132612
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)Florida
Registered Investment Advisory firm - (5/13/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/13/2025 Terminated)Texas
Registered Investment Advisory firm - (5/13/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/23/2022)
IAR
Maryland(3/19/2019)
IAR
Texas(8/3/2023)
IAR
Virginia(11/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CASSILLY FINANCIAL
CASSILLY FINANCIAL | CASSILLY FINANCIAL GROUP, LLC
CRD#: 300672 / SEC#: 801-132612
RIA
Registered Investment Advisory firm - (4/30/2025 Approved)Florida
Registered Investment Advisory firm - (5/13/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/13/2025 Terminated)Texas
Registered Investment Advisory firm - (5/13/2025 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
572 Baltimore Annapolis Blvd, Severna Park, MD 21146
Mailing Address
Phone number
(410) 793-5210
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 103,156,687 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
