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PW

Patrick Walsh

REGIONS SECURITIES
NASHVILLE, TN 37203
CRD#: 5382717
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PW
Patrick WalshREGIONS SECURITIES

Professional summary

Patrick Walsh, who also goes by Patrick A. Walsh, Patrick Alan Walsh, is a registered financial professional currently at REGIONS SECURITIES LLC located in Nashville, Tennessee.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Aliases

Patrick A. Walsh | Patrick Alan Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2026 - Present

REGIONS SECURITIES LLC

Office #1: 1600 Division Street, Nashville, TN 37203
BD
CRD#: 159475
NASHVILLE, TN
Past

October 29, 2015 - July 1, 2026

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
NASHVILLE, TN
Past

August 6, 2008 - April 6, 2009

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NASHVILLE, TN
Past

December 11, 2007 - August 1, 2008

TRUIST SECURITIES, INC.

BD
CRD#: 6271
NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/7/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/29/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REGIONS SECURITIES LLC
REGIONS SECURITIES | REGIONS SECURITIES LLC

CRD#: 159475 / SEC#: , 8-68990

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Mailing Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309
Phone number
(404) 279-7400
Established
Delaware since 10/12/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
RFC FINANCIAL SERVICES HOLDING LLCPARENT
AMIN, RITVIG NIPENDRACHAIRMAN OF THE BOARD & DIRECTOR2901218
GIARDINO, NEILCEO, PRESIDENT AND DIRECTOR2428962
HOLLOWAY, GLENN CHRISTOPHERFINOP, CFO, PFO, POO & DIRECTOR4566759
MAGGIORE, JILL WRIGHTCHIEF COMPLIANCE OFFICER & DIRECTOR1001068
MAXWELL, JASON MATTHEWCHIEF LEGAL OFFICER & DIRECTOR5997125

Disclosures

Regulatory Event1

Red Flags

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Company Information

REGIONS SECURITIES LLC

CRD#: 159475Nashville, TN 37203

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