Christopher T. Halsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Todd Halsey, who also goes by Chris Halsey, Christopher Todd Halsey, Christopher Halsey, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2007. Christopher had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2017 - December 31, 2017
CAPITAL INTEGRATED
July 27, 2016 - January 25, 2017
ONEAMERICA SECURITIES, INC.
July 27, 2016 - January 25, 2017
ONEAMERICA SECURITIES, INC.
September 12, 2012 - April 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2012 - April 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2008 - August 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2007 - August 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL INTEGRATED
CRD#: 286392 / SEC#:
Contact information
Red Flags
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