John L. Foley
Professional summary
John Laurence Foley is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Laurence Foley's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2012 - Present
FGC SECURITIES, LLC
Office #1: 11 Broadway, Suite 615, New York, NY 10004Office #2: 11 Broadway, Suite 615, New York, NY 10004May 1, 2019 - February 21, 2025
OPTIONS AI FINANCIAL LLC
February 24, 2012 - January 4, 2013
COHEN & COMPANY SECURITIES, LLC
September 16, 2010 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
April 23, 2010 - March 9, 2011
COHEN & COMPANY SECURITIES, LLC
December 1, 2008 - September 1, 2009
PHOENIX DERIVATIVES GROUP, LLC
November 9, 2007 - May 21, 2008
RABO SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2012)
(12/12/2012)
(12/3/2012)
(12/11/2012)
(12/20/2012)
(12/5/2012)
(12/14/2012)
(12/11/2012)
(12/3/2012)
(11/29/2012)
(12/11/2012)
(11/7/2013)
(7/8/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FGC SECURITIES, LLC
CRD#: 158399 / SEC#: , 8-68897
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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