James M. Wesolowski

ARCHER INVESTMENT

Cape Coral, FL 33904-5709

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CRD#: 5381714

Professional summary

James M. Wesolowski, CFP®, who also goes by Jim Wesolowski, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Cape Coral, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Wesolowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J Wesolowski Financial, LLC~'NIR'~2002 DEL PRADO BLVD S, SUITE 205~CAPE CORAL~FL~33990-4557~Independent Insurance Agent~Owner/Sole Proprietor~12/1/2008~1hrs~0hrs~offer insurance and financial services|James M. Wesolowski, CPA, P.A.~'NIR'~2002 DEL PRADO BLVD S, SUITE 205~CAPE CORAL~FL~33990-4557~Tax Preparation/Accounting~President~12/16/2009~240hrs~160hrs~full name: James M. Wesolowski, CPA, P.A.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M. Wesolowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 30, 2018 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 2503 Del Prado Blvd South Suite 500, Cape Coral, FL 33904-5709

RIA

CRD#: 136403

Cape Coral, FL

Past

August 8, 2008 - October 19, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Cape Coral, FL

Past

September 11, 2007 - October 19, 2018

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

CAPE CORAL, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/18/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2008

General Securities Representative Examination

Current Firm

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

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Contact information

Main Address

11711 N. College Ave Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(317) 581-5664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	5,640
AUM (Assets Under Management)	$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Wesolowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M. Wesolowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

Primary Firm SEC Registration

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2008

Series 65

Date: 8/18/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2008

Current Firm

ARCHER INVESTMENT CORPORATION

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER INVESTMENT CORPORATION

TRUST BUT VERIFY

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