Craig Guadagno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Guadagno, who also goes by Craig C Guadagno, Craig Carl Guadagno, Craig Guadagno, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2014. Craig had worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2019 - October 21, 2019
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
October 19, 2018 - October 21, 2019
BOFA SECURITIES, INC.
September 11, 2014 - November 30, 2018
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
June 21, 2014 - October 21, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD#: 16139 / SEC#: , 8-33359
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
| Arbitration | 1 |
Red Flags
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