Catherine A. Cohen
Professional summary
Catherine Ann Cohen, who also goes by Catey Ann Cohen, Catey Cohen, is a registered financial professional currently at GIGATRADE BROKERAGE, LLC located in Park City, Utah.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2007. Catherine has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 3, Series 7TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Ann Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
GIGATRADE BROKERAGE, LLC
Office #1: 5532 Lillehammer Lane Suite 100, Park City, UT 84098June 11, 2012 - October 12, 2012
WADDELL & REED
May 30, 2012 - October 12, 2012
WADDELL & REED
August 9, 2007 - August 9, 2011
POTAMUS TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2026)
(7/8/2026)
(7/8/2026)
Exams
Series 99TO
Date: 7/7/2026
Operations Professional ExaminationSeries 7TO
Date: 10/6/2025
General Securities Representative ExaminationSeries 55
Date: 8/9/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
GIGATRADE BROKERAGE, LLC
CRD#: 332100 / SEC#: , 8-71266
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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Company Information
GIGATRADE BROKERAGE, LLC
CRD#: 332100Park City, UT 84098TRUST BUT VERIFY
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