Adrian L. Tate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian L Tate, who also goes by Adrian Lamont Tate, was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2008. Adrian had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - December 31, 2025
YOUR WEALTH CONSULTANTS LLC
May 22, 2019 - December 11, 2020
EQUITABLE ADVISORS, LLC
March 14, 2018 - December 11, 2020
EQUITABLE ADVISORS, LLC
July 18, 2008 - November 25, 2009
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YOUR WEALTH CONSULTANTS LLC
CRD#: 310328 / SEC#: 801-135414
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 1,988,340 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
