Avani Ramnani

FRANCIS FINANCIAL

New York, NY 10006

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CRD#: 5380880

Professional summary

Avani Ramnani, CFP®, CPWA®, who also goes by Avani Ratnakar Vaidya, is a registered financial advisor currently at FRANCIS FINANCIAL located in New York, New York.

Avani is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Avani has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Avani Ratnakar Vaidya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avani Ramnani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

CPWA^®

Certified Private Wealth Advisor

Experience

Current

July 23, 2021 - Present

FRANCIS FINANCIAL

Office #1: 39 Broadway Suite 1730, New York, NY 10006

RIA

CRD#: 128067

New York, NY

Past

April 28, 2009 - April 11, 2012

EISNER RETIREMENT SOLUTIONS LLC

RIA

CRD#: 126818

NEW YORK, NY

Past

August 13, 2007 - April 8, 2009

ATHENA WEALTH ADVISORS

RIA

CRD#: 144592

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRANCIS FINANCIAL

FRANCIS FINANCIAL | FRANCIS FINANCIAL, INC.

CRD#: 128067 / SEC#: 801-76703

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

New Jersey

Registered Investment Advisory firm - (6/14/2012 Terminated)

New York

Registered Investment Advisory firm - (10/30/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FRANCIS FINANCIAL

FRANCIS FINANCIAL | FRANCIS FINANCIAL, INC.

CRD#: 128067 / SEC#: 801-76703

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

New Jersey

Registered Investment Advisory firm - (6/14/2012 Terminated)

New York

Registered Investment Advisory firm - (10/30/2012 Terminated)

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Contact information

Main Address

39 Broadway Suite 1730, New York, NY 10006

Mailing Address

Phone number

(212) 374-9008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 2025 FINAL (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,014
AUM (Assets Under Management)	$ 680,293,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Avani Ramnani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avani Ramnani's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANCIS FINANCIAL

EISNER RETIREMENT SOLUTIONS LLC

ATHENA WEALTH ADVISORS

Primary Firm SEC Registration

FRANCIS FINANCIAL

State Registrations and Notice Filings

Exams

Current Firm

FRANCIS FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRANCIS FINANCIAL

TRUST BUT VERIFY

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