Paul M. Saper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Martin Saper was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2007. Paul had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2010 - September 12, 2014
REALIZED FINANCIAL, INC.
April 30, 2008 - July 17, 2009
EVOLVE SECURITIES, INC.
July 19, 2007 - April 30, 2008
AFS BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/17/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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