Peter J. Papaemanuel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Papaemanuel was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2007. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2015 - February 6, 2017
LIGHTSPEED TRADING, LLC
September 20, 2011 - April 24, 2015
CITIGROUP GLOBAL MARKETS INC.
May 27, 2011 - September 1, 2011
RODMAN & RENSHAW, LLC
November 8, 2007 - May 27, 2011
HUDSON SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/27/2008
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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