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MS

Maninder S. Sibia

J. WOOD CAPITAL ADVISORS LLC
Santa Rosa, CA 95404
Some features on this profile are disabled
CRD#: 5379986
MS

Professional summary

Maninder Singh Sibia, who also goes by Manny Sibia, is a registered financial professional currently at J. WOOD CAPITAL ADVISORS LLC located in Santa Rosa, California.

Maninder is registered as a RR (Registered Representative) and started their career in finance in 2007. Maninder has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Manny Sibia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maninder Singh Sibia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2019 - Present

J. WOOD CAPITAL ADVISORS LLC

Office #1: 1820 Calistoga Rd, Santa Rosa, CA 95404
BD
CRD#: 169097
Santa Rosa, CA
Past

September 18, 2007 - September 15, 2008

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/1/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 4/1/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/4/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 2/19/2008
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 1/22/2008
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 9/17/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JW
J. WOOD CAPITAL ADVISORS LLC
J. WOOD CAPITAL ADVISORS LLC

CRD#: 169097 / SEC#: , 8-69348

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1820 Calistoga Road, Santa Rosa, CA 95404
Mailing Address
1820 Calistoga Road, Santa Rosa, CA 95404
Phone number
(415) 577-5305
Established
California since 08/30/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOOD, JASON MATTHEWCEO, CCO2780461
BATISTA, GREGORY J.CHIEF LEGAL OFFICER6662766
GRIMM, LINDA STEINMANNFINOP1970620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J. WOOD CAPITAL ADVISORS LLC

CRD#: 169097Santa Rosa, CA 95404

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