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Scott Wayne Shellady

CRD# 5379885·Registered 2008 - 2020
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Wayne Shellady, who also goes by N/a, The Cow Guy, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2008 - 2020. Scott had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

N/a, The Cow Guy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Chicago, IL
September 13, 2019 - September 1, 2020
TJM INVESTMENTS, LLC·CRD# 46300
BD
Chicago, IL
March 24, 2014 - August 15, 2019
GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Naperville, IL
April 15, 2013 - March 7, 2014
BRADFORD CAPITAL MANAGEMENT, LLC·CRD# 142995
RIA
Downers Grove, IL
February 5, 2008 - March 18, 2016

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Current Firm

GW
GAR WOOD SECURITIES, LLC

GAR WOOD SECURITIES, LLC

CRD#: 138033 / SEC#: 8-67143
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Mailing Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Phone Number

(312) 566-0741

Established

Delaware since 02/20/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GERECKE, DENNIS ROBERTCLASS A MEMBER, EVP, COO, ROSFP1856554
JERSEY, ROBERT STANTONCEO, CLASS A MEMBER, SOLE MGR.1592359
ROETTGER, ANDREWCLASS B MEMBER7427489
JERSEY, RICHARD ANDREWCLASS B MEMBER8002945
DEGOOD, BRET ANTHONYCHIEF FINANCIAL OFFICER7967462
GANTAR, CRAIG MICHAELCLASS B MEMBER, SVP, SALES MANAGER3238628
GOUWENS, SHERRY LEECLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER4458617
JERSEY, ROBERT COLEMANCLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR5870086
TATTAS, MICHAEL CARLCLASS B MEMBER, CHIEF COMPLIANCE OFFICER4386824

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2007About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2013About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Mar 2016About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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