Henry L. Hoang

BRIGHT WEALTH ADVISORS

MISSION VIEJO, CA 92691

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CRD#: 5379760

Professional summary

Henry Luong Hoang, CFP®, ChFC®, CLU® is a registered financial advisor currently at BRIGHT WEALTH ADVISORS, LLC located in Mission Viejo, California.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Henry has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bright Life Advisors, LLC dba Bright Life Insurance Solutions; Insurance Agent; Fixed Insurance Sales; Aprox. 20% of time spent; Started 10/2018. Henry Hoang, Sole Proprietor; Insurance Agent; Fixed Insurance Sales; Approx. 20% of time spent; Started 7/2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Luong Hoang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 20, 2019 - Present

BRIGHT WEALTH ADVISORS, LLC

Office #1: 27201 Puerta Real Suite 300, Mission Viejo, CA 92691

RIA

CRD#: 299434

MISSION VIEJO, CA

Past

November 14, 2011 - September 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEWPORT BEACH, CA

Past

April 21, 2008 - October 9, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/3/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIGHT WEALTH ADVISORS, LLC

CRD#: 299434 / SEC#:

California

Registered Investment Advisory firm - (3/20/2019 Approved)

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Contact information

Main Address

27201 Puerta Real Suite 300, Mission Viejo, CA 92691

Mailing Address

3857 Birch Street #32, Newport Beach, CA 92660

Phone number

(949) 272-8654

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 17,533,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry L. Hoang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Luong Hoang's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHT WEALTH ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/3/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2012

Series 6

Date: 4/19/2008

Current Firm

BRIGHT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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