Richard B. Goud
Professional summary
Richard Blakeney Goud JR, who also goes by Blake Goud, Richard Blake Goud Jr, Richard Blake Goud, is a registered financial advisor currently at MARQUAM CAPITAL located in Portland, Oregon.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Blakeney Goud JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2008 - Present
MARQUAM CAPITAL
Office #1: 1515 Sw 5th Ave., Suite 606, Portland, OR 97201-5449February 2, 2010 - January 4, 2024
GREAT PINE INVESTMENTS LLC
November 8, 2007 - August 1, 2008
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS
August 2, 2007 - November 5, 2007
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2008)
(4/9/2020)
(1/2/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MARQUAM CAPITAL
CRD#: 147782 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 34,662,672 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
