MV
Marla L. Vickrey
HOFER & ASSOCIATES WEALTH MANAGEMENT
Rohnert Park, CA 94928
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CRD#: 5379050
MV
Professional summary
Marla Lynn Vickrey, who also goes by Marla Lynn Sixta, is a registered financial advisor currently at HOFER & ASSOCIATES WEALTH MANAGEMENT located in Rohnert Park, California.
Marla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Marla has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marla Lynn Sixta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RENT OUT MY FORMER RESIDENCE AFTER WE MOVED. ADDRESS IS 3013 MONO DRIVE, SANTA ROSA, CA 95403. NO TIME IS DEVOTED TO RENTAL AS RENTERS ARE RESPONSIBLE. (2) INSURANCE AGENT; APPROX 2 HOURS SPENT PER WEEK ON INSURANCE RELATED ACTIVITIES DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Marla Lynn Vickrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2016 - Present
HOFER & ASSOCIATES WEALTH MANAGEMENT
Office #1: 6040 Commerce Blvd Suite 102, Rohnert Park, CA 94928RIA
CRD#: 282005
Rohnert Park, CA
Past
March 12, 2008 - February 19, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ROHNERT PARK, CA
Past
August 22, 2007 - February 19, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ROHNERT PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HOFER & ASSOCIATES WEALTH MANAGEMENT
HOFER & ASSOCIATES WEALTH MANAGEMENT | HOFER & ASSOCIATES, INC.
CRD#: 282005 / SEC#: 801-125790
RIA
Registered Investment Advisory firm - (6/2/2022 Approved)Arizona
Registered Investment Advisory firm - (6/23/2022 Terminated)California
Registered Investment Advisory firm - (7/23/2022 Terminated)Idaho
Registered Investment Advisory firm - (6/28/2022 Terminated)Texas
Registered Investment Advisory firm - (6/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
H&
HOFER & ASSOCIATES WEALTH MANAGEMENT
HOFER & ASSOCIATES WEALTH MANAGEMENT | HOFER & ASSOCIATES, INC.
CRD#: 282005 / SEC#: 801-125790
RIA
Registered Investment Advisory firm - (6/2/2022 Approved)Arizona
Registered Investment Advisory firm - (6/23/2022 Terminated)California
Registered Investment Advisory firm - (7/23/2022 Terminated)Idaho
Registered Investment Advisory firm - (6/28/2022 Terminated)Texas
Registered Investment Advisory firm - (6/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360
Mailing Address
Phone number
(805) 557-8054
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 174,810,075 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOFER & ASSOCIATES WEALTH MANAGEMENT
CRD#: 282005Rohnert Park, CA 94928TRUST BUT VERIFY
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