Youngho Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Youngho Kim, who also goes by Andres Kim, Andy Kim, Kim Young, was a registered financial professional .
Youngho is a previously registered financial professional and started their career in finance in 2007. Youngho had worked at 4 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2015 - April 10, 2017
LNW
August 8, 2014 - September 15, 2015
MORGAN STANLEY
July 14, 2014 - September 15, 2015
MORGAN STANLEY
November 6, 2012 - November 19, 2013
ROUND TABLE WEALTH MANAGEMENT
April 23, 2008 - December 2, 2009
DEUTSCHE BANK SECURITIES INC.
October 16, 2007 - December 2, 2009
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
LNW
CRD#: 113400 / SEC#: 801-60345
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LNW
CRD#: 113400 / SEC#: 801-60345
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,463 |
| AUM (Assets Under Management) | $ 4,526,284,775 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
