Barbara A. Rosetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Rosetti, who also goes by Barbara Ann Durych, Barbara A Rosetti, Barbara Ann Weadock, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2007. Barbara had worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2011 - January 24, 2013
THE PLANNERS NETWORK, INC.
January 28, 2008 - October 15, 2010
NATIONAL PLANNING CORPORATION
November 16, 2007 - January 10, 2013
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
THE PLANNERS NETWORK, INC.
CRD#: 108355 / SEC#: 801-60247
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
