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Michael L. Bonfante

CASEY SECURITIES LLC
Greenbrae, CA 94904
Some features on this profile are disabled
CRD#: 5378783
MB

Professional summary

Michael Loyd Bonfante, who also goes by Michael Bonfante, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Bonfante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Loyd Bonfante's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2024 - Present

CASEY SECURITIES LLC

Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904Office #2: 100 Drakes Landing Road Building 100a - 2nd Floor, Greenbrae, CA 94904
BD
CRD#: 35230
Greenbrae, CA
Past

November 1, 2017 - January 2, 2024

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA
Past

April 2, 2014 - October 2, 2017

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
SAN FRANCISCO, CA
Past

August 14, 2013 - March 31, 2014

NEW ALBION PARTNERS LLC

BD
CRD#: 119518
NEW YORK, NY
Past

September 12, 2012 - March 31, 2014

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/22/2014
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/23/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/17/2018
Registered Options Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
FINRA

Current Firm

CS
CASEY SECURITIES LLC
CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.

CRD#: 35230 / SEC#: , 8-21205

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904
Mailing Address
100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904
Phone number
(415) 954-5579
Established
Delaware since 01/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC100% DIRECT OWNER
POSTREL, HELENE BERSONPRINCIPAL FINANCIAL OFFICER2240945
POSTREL, HELENE BERSONPRINCIPAL OPERATIONS OFFICER2240945
POSTREL, HELENE BERSONFINOP2240945
VORA, ANISH MCEO5466748
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures

Regulatory Event19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASEY SECURITIES LLC

CRD#: 35230Greenbrae, CA 94904

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