Mark L. Hornung
Professional summary
Mark Larry Hornung is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Larry Hornung's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2020 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230May 2, 2017 - May 14, 2020
SELECT CAPITAL CORPORATION
May 25, 2016 - May 9, 2017
J.P. MORGAN SECURITIES LLC
May 25, 2016 - May 9, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 2, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 2, 2014
J.P. MORGAN SECURITIES LLC
February 9, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 9, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 1, 2009 - January 25, 2010
WELLS FARGO INVESTMENTS, LLC
October 30, 2009 - January 25, 2010
WELLS FARGO INVESTMENTS, LLC
January 4, 2008 - June 23, 2008
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2023)
(9/21/2020)
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(9/21/2020)
(9/21/2020)
(1/5/2023)
(6/14/2022)
(1/5/2023)
(12/10/2020)
(9/30/2020)
(9/21/2020)
(9/21/2020)
(11/11/2020)
(11/30/2021)
(11/24/2020)
(9/21/2020)
(1/5/2023)
(9/21/2020)
(1/5/2023)
(1/5/2023)
(1/5/2023)
(1/18/2022)
(6/7/2021)
(1/5/2023)
(9/21/2020)
(9/21/2020)
(9/21/2020)
(9/21/2020)
(1/5/2023)
(2/11/2021)
(9/21/2020)
(4/6/2022)
(1/5/2023)
(9/21/2020)
(1/5/2023)
(9/21/2020)
(9/21/2020)
(10/15/2020)
(1/5/2023)
(1/5/2023)
(10/6/2020)
(9/21/2020)
(12/10/2020)
(9/21/2020)
(9/21/2020)
(1/5/2023)
(1/5/2023)
(9/21/2020)
(9/21/2020)
(1/5/2023)
(12/10/2020)
(9/21/2020)
Exams
FINRA
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFORGE SECURITIES, LLC
CRD#: 152550Richmond, VA 23230TRUST BUT VERIFY
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