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Mark Larry Hornung

CRD# 5378742·Registered 2008 - 2026
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Larry Hornung was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2008 - 2026. Mark had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
Newport Beach, CA
September 21, 2020 - January 16, 2026
SELECT CAPITAL CORPORATION·CRD# 145997
BD
Ladera Ranch, CA
May 2, 2017 - May 14, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Irvine, CA
May 25, 2016 - May 9, 2017
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Irvine, CA
May 25, 2016 - May 9, 2017
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Huntington Beach, CA
October 1, 2012 - December 2, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Huntington Beach, CA
October 1, 2012 - December 2, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Huntington Beach, CA
February 9, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Huntington Beach, CA
February 9, 2010 - October 1, 2012
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Foothill Ranch, CA
December 1, 2009 - January 25, 2010
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Foothill Ranch, CA
October 30, 2009 - January 25, 2010
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Foothill Ranch, CA
January 4, 2008 - June 23, 2008

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Current Firm

WS
WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone Number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT—
ARLES, DONNA DIPIETROFINOP6489389
RAPER, JAMES LEROY JRCCO, COO, PFO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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