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William Albert Nappi Jr.

CRD# 5378726·Registered 2007 - 2011
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Albert Nappi JR., who also goes by Bill Nappi, William Albert Nappi, was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 2007 - 2011. William had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Nappi, William Albert Nappi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BUTTONWOOD ADVISORS, LLC·CRD# 152492
RIA
North Canton, OH
May 26, 2010 - December 31, 2011
HELIOS INVESTMENTS INC·CRD# 149389
RIA
Canton, OH
March 12, 2009 - December 10, 2009
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Canton, OH
August 28, 2007 - March 6, 2009
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Canton, OH
July 9, 2007 - March 6, 2009

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Current Firm

BA
BUTTONWOOD ADVISORS, LLC

BUTTONWOOD ADVISORS, LLC

CRD#: 152492
Ohio
Registered Investment Advisory firm - Ohio (1/4/2010 Approved)

Contact Information

Main Address

Canton, OH

Phone Number

(330) 309-0722

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

32

AUM (Assets Under Management)

$2,349,919

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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