James E. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James E Campbell JR., who also goes by James Campbell, Jim Campbell, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 2007. James had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2011 - October 2, 2013
CAMPBELL FINANCIAL CORP.
February 15, 2011 - June 27, 2011
TRUSTMONT FINANCIAL GROUP, INC.
September 25, 2009 - March 29, 2011
MATHIES FINANCIAL PARTNERS
April 14, 2008 - October 16, 2009
REDHAWK WEALTH ADVISORS, INC.
February 21, 2008 - October 15, 2009
BELLEVUE CHICAGO, LLC
October 2, 2007 - February 25, 2008
KALOS CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMPBELL FINANCIAL CORP.
CRD#: 156047 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
