EN
Eric J. Negron
FOREFRONT
Austin, TX 78735
Some features on this profile are disabled
CRD#: 5378359
EN
Professional summary
Eric J. Negron, who also goes by Eric Negron, is a registered financial advisor currently at FOREFRONT located in Austin, Texas and CALTON & ASSOCIATES, INC. located in Austin, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Negron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Forefront Tax Partners. Non-Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: Partner. Start Date: 02/2021. Hours Per Month: 10-20 Hours. Hours Per Month During Securities Trading Hours: 5-10. Duties: Gather client tax documents, meet with clients to discuss their returns, and prepare and file their tax returns. 2) Name of Business: Forefront Insurance Partners. Non-Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: Partner. Start Date: 04/2021. Hours Per Month: 10-20 Hours. Hours Per Month During Securities Trading Hours: 5-10. Duties: Uncover clients' life insurance needs and sell life insurance products that meet their needs and are in their best interest. 3) Name of Business: Forefront Wealth Partners. Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: CEO. Start Date: 02/2021. Hours Per Month: 100 Hours. Hours Per Month During Securities Trading Hours: 100. Duties: Forefront Wealth Partners, LLC is a Registered Investment Adviser with the state of Texas. We will provide investment management and financial advice. 4) Name of Business: Forefront Advisors Network. Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: Owner. Start Date: 09/2022. Hours Per Month: 10 Hours. Hours Per Month During Securities Trading Hours: 10. Duties: This is a DBA for Forefront Wealth Partners, specifically for IARs to affiliate with our approved outside RIA. 5) Name of Business: Forefront. Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: Owner. Start Date: 11/2022. Hours Per Month: 160. Hours Per Month During Securities Trading Hours: 160. Duties: This is a DBA of Forefront Wealth Partners, LLC our RIA entity 6) Name of Business: Forefront Investment Partners. Investment Related. 7500 Rialto Blvd., Bldg. 1 - Suite 250, Austin, Texas 78735. Title: Owner/Sole Proprietor. Start Date: 08/01/2024. Hours Per Month: 30. Hours Per Month During Securities Trading Hours: 30. Duties: DBA name of our approved outside RIA. 7) Advisor IT Partners; Non-investment related; 153 Clifton Moore St; Buda, TX 78610; This is an IT consulting company for RIAs, financial advisors and investment firms; Partner; Start date: 04/04/2025; Hours/month: 20; Hours/month during securities trading hours: 20; I help with leading the company, sales of managed IT services, marketing and strategy. 8) AgencyOne; Non-investment related; 1445 Research Blvd, Ste 340, Rockville, MD 20850; Insurance agency for my fixed insurance, term, long term care, disability, and fixed annuity business; Position: Agent; Start date: 4/15/2025; Hours/month: 20; Hours/month during securities trading hours: 20; I recommend protection products to clients as part of their financial plan. 9) Equity Comp Advisors; Investment related; 153 Clifton Moore St, Buda, TX 78610; DBA for advisory work with Forefront RIA; Partner; Start Date: 10/20/2025; Hours/month: 20; Hours/month during securities trading hours: 20; Duties: Perform advisor duties for Forefront under a different dba name. 10) Advisor ScaleCon; Non-investment related; 153 Clifton Moore St, Buda, TX 78610; Yearly conference for financial advisors; Partner; Start Date: 11/12/2025; Hours/month: 12; Hours/month during securities trading hours: 12; Duties: Selling tickets for advisor focused conference.
CRS (Client Relationship Summary) - RIA
Click below to view Eric J. Negron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2021 - Present
FOREFRONT
Office #1: 7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735RIA
CRD#: 308521
Austin, TX
Current
March 30, 2023 - Present
CALTON & ASSOCIATES, INC.
Office #1: 7500 Rialto Boulevard Building 1 Suite 250, Austin, TX 78735RIA
BD
CRD#: 20999
Austin, TX
Past
May 13, 2020 - March 3, 2022
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Austin, TX
Past
April 15, 2020 - January 23, 2023
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Austin, TX
Past
June 25, 2019 - February 14, 2020
IFP SECURITIES, LLC
BD
CRD#: 297287
Dripping Springs, TX
Past
October 29, 2015 - February 14, 2020
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Dripping Springs, TX
Past
August 5, 2013 - March 5, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
DRIPPING SPRINGS, TX
Past
August 5, 2013 - August 13, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
DRIPPING SPRINGS, TX
Past
December 3, 2009 - November 30, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 2, 2009 - August 14, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
October 29, 2009 - August 14, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
AUSTIN, TX
Past
August 14, 2007 - October 30, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
FT. MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(5/11/2022)
RR
Connecticut(3/31/2023)
IAR
Florida(8/16/2022)
RR
Florida(3/31/2023)
IAR
Texas(9/7/2021)
RR
Texas(3/30/2023)
IAR
Virginia(5/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735
Mailing Address
Phone number
(512) 617-1984
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,382 |
| AUM (Assets Under Management) | $ 239,835,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
