Christopher H. Johnson

SCHWAB WEALTH ADVISORY

Lone Tree, CO 80124

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CRD#: 5378022

Professional summary

Christopher Huntington Johnson, CFP®, who also goes by Chris Huntington Johnson, Christopher Johnson, Chris H Johnson, Chris Johnson, Christopher H Johnson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Huntington Johnson | Christopher Johnson | Chris H Johnson | Chris Johnson | Christopher H Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Echoes of Elegance, LLC | Investment Related:No|Retail|Member|2/15/2025|Less than 20|0|My wife will be the primary owner of this business that is involved in the restoring and selling of antiques. I will primarily be responsible for bookkeeping and handling the financials for the business. These responsibilities will not include any financial services or investment related responsibilities or recommendations. There is also no present or future conflict of interest with Schwab or it's affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Huntington Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 26, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 159035

Lone Tree, CO

Current

August 26, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 5393

Lone Tree, CO

Past

September 5, 2023 - July 23, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Denver, CO

Past

January 26, 2023 - July 23, 2024

MORGAN STANLEY

CRD#: 149777

Denver, CO

Past

January 27, 2016 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Greenwood Village, CO

Past

January 27, 2016 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Greenwood Village, CO

Past

April 4, 2014 - January 29, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GREENWOOD VILLAGE, CO

Past

April 1, 2014 - January 26, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Past

May 2, 2013 - March 13, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DENVER, CO

Past

October 1, 2012 - March 13, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

DENVER, CO

Past

September 12, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LITTLETON, CO

Past

July 16, 2007 - August 2, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(5/10/2025)

California
(1/22/2025)

Colorado
(8/26/2024)

IAR

Colorado
(8/26/2024)

Florida
(10/11/2024)

Hawaii
(8/2/2025)

Idaho
(1/22/2025)

Illinois
(3/6/2025)

Louisiana
(8/29/2024)

Michigan
(2/13/2025)

Mississippi
(10/11/2024)

Missouri
(1/23/2025)

Montana
(8/2/2025)

North Dakota
(12/4/2024)

Ohio
(9/25/2025)

Oklahoma
(10/11/2024)

Pennsylvania
(6/12/2025)

Texas
(8/26/2024)

IAR

Texas
(8/29/2024)

Vermont
(3/20/2025)

Virginia
(3/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher H. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Huntington Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2013

Series 6

Date: 7/14/2007

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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