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Dianne Hobayan Murdia

CRD# 5377929·Registered 2007 - 2017
Previously Registered: Being a previously registered professional could mean that Dianne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dianne Hobayan Murdia, who also goes by Dianne Elise Hobayan, Dianne Hobayan, was a registered financial advisor. Dianne was a previously registered financial professional and started their career in finance 2007 - 2017. Dianne had worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dianne Elise Hobayan, Dianne Hobayan

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

VIRTU ITG LLC·CRD# 29299
BD
New York, NY
August 12, 2014 - June 15, 2017
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 19, 2007 - May 8, 2014

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Current Firm

VI
VIRTU ITG LLC

ITG INC. | VIRTU ITG LLC

CRD#: 29299 / SEC#: 8-44218
BD
Terminated by SEC on 07/31/2020

Contact Information

Established

Delaware since 09/30/1991

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU ITG HOLDINGS LLCSHAREHOLDER—
CAVOLI, STEPHEN JOHNCHIEF EXECUTIVE OFFICER4468202
ILARIO, ANTHONYCHIEF OPERATIONS OFFICER2262100
LEVINE, MATTHEW STEVENCHIEF COMPLIANCE OFFICER5384169
ROSS, CHRISTOPHER MICHAELREGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL4749157
SULLIVAN, JOHN GERALDFINOP4330347
WILLIAMS, IAN TIMOTHY MR.MANAGING DIRECTOR5637056

Disclosures

Regulatory Event

40

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2010

Series 7 — General Securities Representative Examination

Passed Nov 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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