Jennifer E. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Elizabeth Kim was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2007. Jennifer had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - July 17, 2023
INVESCO ADVISERS, INC.
July 1, 2015 - July 17, 2023
INVESCO DISTRIBUTORS, INC.
May 20, 2008 - July 8, 2010
KELLOGG CAPITAL MARKETS, LLC
August 3, 2007 - November 28, 2008
KELLOGG CAPITAL GROUP LLC
July 23, 2007 - July 30, 2007
KELLOGG CAPITAL MARKETS, LLC
July 9, 2007 - July 20, 2007
KELLOGG CAPITAL GROUP LLC
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/9/2009
Limited Representative-Equity Trader ExamCurrent Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
