Clayton J. Cochran
Professional summary
Clayton John Cochran, who also goes by Clay Cochran, was a registered financial advisor .
Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Clayton had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2025 - Present
Office #1: 888 7th Avenue Suite 2306, New York, NY 10106
April 26, 2023 - October 8, 2025
CYNOSURE GROUP, LLC
June 22, 2022 - April 27, 2023
SVB WEALTH
January 7, 2016 - June 21, 2022
AJ WEALTH
January 3, 2011 - November 11, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 13, 2010 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
August 11, 2009 - September 15, 2010
THE MOSAIC FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2025)
(10/9/2025)
(10/14/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
