Caitlin A. Dunn Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caitlin Ann Dunn Reynolds, who also goes by Caitlin Dunn Reynolds, Caitlin Ann Reynolds, Caitlin Reynolds, was a registered financial professional .
Caitlin is a previously registered financial professional and started their career in finance in 2014. Caitlin had worked at 1 firm and has passed the Series 28 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - December 31, 2019
ROUNDTABLE CAPITAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 11/26/2014
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ROUNDTABLE CAPITAL SERVICES LLC
CRD#: 142784 / SEC#: , 8-67487
Contact information
Documents
Red Flags
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