JC
John Colucci
ALDEN CAPITAL
Bayshore, NY
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CRD#: 5377397
JC
Professional summary
John Colucci, who also goes by John A Colucci, John Andrew Colucci, is a registered financial advisor currently at ALDEN CAPITAL located in Bayshore, New York and J. ALDEN ASSOCIATES, INC. located in Doylestown, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John A Colucci | John Andrew Colucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Colucci Creative Solutions, LLC - CEO Colucci Creative Solutions LLC offers consulting services to business owners to help increase efficiency of operations and drive business growth through sales coaching and pipeline management. Consulting non-investment related. 5 hours per week outside of trading hours. 2) EIR Healthcare - Shareholder - General consulting on financial matters. 5 hours a week - 6/1/2021 3) Colucci Wealth Advisory Group LLC - personal LLC established for tax purposes
CRS (Client Relationship Summary) - RIA
Click below to view John Colucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2018 - Present
ALDEN CAPITAL
RIA
CRD#: 293551
Bayshore, NY
Current
July 13, 2018 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 48 West Oakland Ave., Doylestown, PA 18901BD
CRD#: 40002
Doylestown, PA
Past
October 28, 2010 - July 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
June 24, 2010 - July 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALDEN CAPITAL
ALDEN CAPITAL | STRATEGIC WEALTH MANAGEMENT ADVISORS | SPARTA WEALTH PARTNERS | MYZ FINANCIAL & INSURANCE SERVICES | GUERRA PAN ADVISORS, LLC | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN CAPITAL MANAGEMENT, LLC | ALDEN CAPITAL MANAGEMENT INC.
CRD#: 293551 / SEC#: 801-116941
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)New York
Registered Investment Advisory firm - (10/10/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/28/2024)
IAR
Florida(3/7/2024)
IAR
Illinois(2/29/2024)
IAR
Michigan(3/1/2024)
IAR
New Jersey(2/28/2024)
RR
New York(7/13/2018)
IAR
New York(2/20/2021)
IAR
Ohio(2/28/2024)
IAR
Pennsylvania(7/16/2018)
IAR
Texas(2/29/2024)
IAR
Virginia(2/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALDEN CAPITAL
ALDEN CAPITAL | STRATEGIC WEALTH MANAGEMENT ADVISORS | SPARTA WEALTH PARTNERS | MYZ FINANCIAL & INSURANCE SERVICES | GUERRA PAN ADVISORS, LLC | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN CAPITAL MANAGEMENT, LLC | ALDEN CAPITAL MANAGEMENT INC.
CRD#: 293551 / SEC#: 801-116941
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)New York
Registered Investment Advisory firm - (10/10/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37 West Ave Suite 301, Wayne, PA 19087
Mailing Address
37 West Ave Suite 301, Wayne, PA 19087
Phone number
(215) 572-8700
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,147 |
| AUM (Assets Under Management) | $ 1,444,147,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
