Christopher R. Emde

EMDE WEALTH MANAGEMENT LLC

Bloomfield Hills, MI 48302

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CRD#: 5377312

Professional summary

Christopher Robert Emde, who also goes by Christopher Emde, is a registered financial advisor currently at EMDE WEALTH MANAGEMENT LLC located in Bloomfield Hills, Michigan and REGULUS FINANCIAL GROUP, LLC located in Bloomfield Hills, Michigan.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Emde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Licensed Insurance Agent, Devotes 8 hours, during trade hours, Sells health/life insurance and fixed annuities. 2)Emde Wealth Management, LLC, Owner; Investment Advisory Firm, devotes 20 hours during market hours, provides investment advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Emde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2016 - Present

EMDE WEALTH MANAGEMENT LLC

Office #1: 7 West Square Lake Road, Bloomfield Hills, MI 48302

RIA

CRD#: 284690

Bloomfield Hills, MI

Current

September 16, 2016 - Present

REGULUS FINANCIAL GROUP, LLC

Office #1: 7 West Square Lake Rd, Bloomfield Hills, MI 48302

CRD#: 150631

Bloomfield Hills, MI

Past

January 28, 2010 - October 3, 2016

GREGORY J. SCHWARTZ & CO., INC.

RIA

CRD#: 7294

BLOOMFIELD HILLS, MI

Past

March 3, 2009 - October 3, 2016

GREGORY J. SCHWARTZ & CO., INC.

CRD#: 7294

BLOOMFIELD HILLS, MI

Past

October 4, 2007 - February 25, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BIRMINGHAM, MI

Past

August 14, 2007 - February 25, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(9/16/2016)

IAR

Michigan
(9/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMDE WEALTH MANAGEMENT LLC

CRD#: 284690 / SEC#:

Michigan

Registered Investment Advisory firm - (9/16/2016 Approved)

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Contact information

Main Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Mailing Address

Phone number

(248) 821-3633

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 47,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Emde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Emde's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMDE WEALTH MANAGEMENT LLC

REGULUS FINANCIAL GROUP, LLC

GREGORY J. SCHWARTZ & CO., INC.

GREGORY J. SCHWARTZ & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2007

FINRA

Current Firm

EMDE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMDE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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