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Christopher Robert Emde

EMDE WEALTH MANAGEMENT
BLOOMFIELD HILLS, MI
·CRD# 5377312·19 years experience

Professional Summary

Christopher Robert Emde, who also goes by Christopher Emde, is a registered financial advisor currently at EMDE WEALTH MANAGEMENT LLC located in Bloomfield Hills, Michigan and REGULUS FINANCIAL GROUP, LLC located in Bloomfield Hills, Michigan. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Emde

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

EMDE WEALTH MANAGEMENT LLC·CRD# 284690
RIA
7 West Square Lake Road, Bloomfield Hills, MI 48302
September 20, 2016 - Present
REGULUS FINANCIAL GROUP, LLC·CRD# 150631
BD
7 West Square Lake Rd, Bloomfield Hills, MI 48302
September 16, 2016 - Present
GREGORY J. SCHWARTZ & CO., INC.·CRD# 7294
RIA
Bloomfield Hills, MI
January 28, 2010 - October 3, 2016
GREGORY J. SCHWARTZ & CO., INC.·CRD# 7294
BD
Bloomfield Hills, MI
March 3, 2009 - October 3, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Birmingham, MI
October 4, 2007 - February 25, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Birmingham, MI
August 14, 2007 - February 25, 2009

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Current Firm

EW
EMDE WEALTH MANAGEMENT LLC

EMDE WEALTH MANAGEMENT LLC

CRD#: 284690
Michigan
Registered Investment Advisory firm - Michigan (9/16/2016 Approved)

Contact Information

Main Address

7 West Square Lake Road, Bloomfield Hills, MI 48302

Phone Number

(248) 821-3633

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

166

AUM (Assets Under Management)

$45,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Licensed Insurance Agent, Devotes 8 hours, during trade hours, Sells health/life insurance and fixed annuities. 2)Emde Wealth Management, LLC, Owner; Investment Advisory Firm, devotes 20 hours during market hours, provides investment advisory services.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(9/16/2016)
IAR
Michigan
(9/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Emde's CRS (Customer Relationship Summary).

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