Jeffrey A. Dunmore
Professional summary
Jeffrey Alan Dunmore, who also goes by Jeff Dunmore, Jeffrey Dunmore, is a registered financial professional currently at DASH FINANCIAL TECHNOLOGIES LLC located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2017. Jeffrey has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Dunmore's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2017 - Present
DASH FINANCIAL TECHNOLOGIES LLC
Office #1: 200 S. Wacker Drive Suite 2450, Chicago, IL 60606February 10, 2017 - March 1, 2017
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 3/23/2019
Securities Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DASH FINANCIAL TECHNOLOGIES LLC
CRD#: 104031 / SEC#: , 8-52503
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 68 |
Red Flags
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